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Subject:

Re: SAR - Employee Recs

From:

Ian Welton <[log in to unmask]>

Reply-To:

Ian Welton <[log in to unmask]>

Date:

Thu, 23 Dec 2004 10:38:47 -0000

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text/plain

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Parts/Attachments

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This message is re-sent following rejected posting messages from the list
server at JISCMail(1.8e)
Additional observations have also been incorporated for those who may have
received the original.


davidwyatt on 23 December 2004 at 01:09 said:-


> I would tend to lean towards your argument also.  Ive also 
> always understood
> that UK legislation if not faithfully reproducing the 
> directive is able to
> be challenged.


Is it good law to rely upon a challenge to higher legislation.  Does the UK
act support the individuals rights with regard to personnel data?


> 
> Why would an employer want inaccurate personnel information 
> on their files?
> Such inaccuracy will skew decision making.


Want is not the issue, priorities often skew resource allocation, and
inaccurate data results. Does the current lack of clarity affect personnel
priorities?


> Clearly inaccuracy of information in personnel files can have 
> some of the
> severest of impacts for individuals and the only true way of checking
> accuracy is to involve the individual in the any assessment 
> process implying
> access.


I could not agree more.  The individual is the one who suffers from
inaccuracy, but some of the interpretations available post Durant can create
a place for the employer to hide any failings.  Does that situation provide
good law or a fair balance?


> 
> DPA is not the only legislation or regulation which comes 
> into play in terms
> of needing accuracy of personnel records (aka Spring v GRE)
> 
> Also arguments link to exemptions avialable under FOI  do not 
> appear to
> apply to Private Sector employees.
> 


As pertinent an issue which appears to arise from a common sense approach,
is the observation nobody seems to be serously suggesting that the FOI
should be amended to incorporate personnel records.


> I understood Durrant ruling also is to be challenged so in 
> the meantime if
> access refused and Durrant ruling subsequently overuled, 
> would all past
> refused accesses by data controllers have to be revisited. ?


A challenge to Durant is really good news... What are the case details or
link?


Ian W

> -----Original Message-----
> From: This list is for those interested in Data Protection 
> issues [mailto:[log in to unmask]] On Behalf Of davidwyatt
> Sent: 23 December 2004 01:09
> To: [log in to unmask]
> Subject: Re: SAR - Employee Recs
> 
> 
> Richard
> 
> Some general observations on the discussion points re 
> application of the DPA
> 
> I would tend to lean towards your argument also.  Ive also 
> always understood
> that UK legislation if not faithfully reproducing the 
> directive is able to
> be challenged.
> 
> A personnel file which cannot be linked to an employee would 
> appear to have
> no function for employer.
> 
> Personnel files are also unlikely to be so  large that recovering
> information from them is easily acheived should an employer 
> have a need.
> 
> Sickness and health related data in the possession of the 
> employer are part
> of a set of 'personnel' records. The changes made to the legislation
> relating to Access to medical records repealing aspect of 
> past legislation
> because DPA granted access implies any interpretation being 
> given to Durrant
> in terms of generally exempting personnel records is flawed.
> 
> Clearly inaccuracy of information in personnel files can have 
> some of the
> severest of impacts for individuals and the only true way of checking
> accuracy is to involve the individual in the any assessment 
> process implying
> access.
> 
> Given the communication processes in common today information 
> would tend to
> travel via email which has archives and back-ups. Data easily 
> recoverable by
> those with appropriate technical knowledge.
> 
> Why would an employer want inaccurate personnel information 
> on their files?
> Such inaccuracy will skew decision making.
> 
> DPA is not the only legislation or regulation which comes 
> into play in terms
> of needing accuracy of personnel records (aka Spring v GRE)
> 
> Also arguments link to exemptions avialable under FOI  do not 
> appear to
> apply to Private Sector employees.
> 
> I understood Durrant ruling also is to be challenged so in 
> the meantime if
> access refused and Durrant ruling subsequently overuled, 
> would all past
> refused accesses by data controllers have to be revisited. ?
> 
> David Wyatt
> 
> 
> 
> ----- Original Message -----
> From: "Talbot Richard" <[log in to unmask]>
> To: <[log in to unmask]>
> Sent: Wednesday, December 22, 2004 2:13 PM
> Subject: Re: [data-protection] SAR - Employee Recs
> 
> 
> > In my opinion these files are not exempt post Durant. I was told at
> > college
> > that EU law was higher than British Law. Therefore the 
> directive is the
> > one
> > we should be following as the UK case law has fallen below 
> the level in
> > the
> > directive.
> > Richard Talbot
> > Data Protection Adviser
> >
> > -----Original Message-----
> > From: This list is for those interested in Data Protection issues
> > [mailto:[log in to unmask]] On Behalf Of Mary Liddell
> > Sent: 22 December 2004 11:15
> > To: [log in to unmask]
> > Subject: Re: [data-protection] SAR - Employee Recs
> >
> > Our policy here is to allow the individual to inspect their 
> personnel
> > file.
> > If they want a copy of anything in it, we provide it at that time.
> >
> > While it's clear that unstructured personnel files are 
> exempt from access,
> > we don't see any reason to irritate our employees unnecessarily.
> >
> > Mary F. Liddell
> > Data Protection and Information Officer
> > Brunel University
> >
> >
> > -----Original Message-----
> > From: This list is for those interested in Data Protection issues
> > [mailto:[log in to unmask]]On Behalf Of 
> Scourfield, Brenda
> > Sent: 22 December 2004 11:08
> > To: [log in to unmask]
> > Subject: Re: [data-protection] SAR - Employee Recs
> >
> >
> > But what if they ask to see all their file and not just the 
> contract. They
> > could just browse through it.
> > Also if the file is in chronological order one would the assume the
> > application form was first, then the references, then the 
> contract etc
> > etc.
> >
> > Brenda Scourfield
> > Team Leader
> > I.T. Division
> > Pembrokeshire County Council
> > County Hall
> > Haverfordwest
> > SA61 1 TP
> >
> > Tel 01437 775380
> >
> >> -----Original Message-----
> >> From: Donald Henderson [SMTP:[log in to unmask]]
> >> Sent: 22 December 2004 10:42
> >> To:   [log in to unmask]
> >> Subject:      Re: [data-protection] SAR - Employee Recs
> >>
> >> Because the file itself may not be structured - you might 
> have to look
> >> through every one of the pages to find information about 
> their contract
> >> if there was no section marked "contract of employment"....
> >>
> >> -----Original Message-----
> >> From: This list is for those interested in Data Protection issues
> >> [mailto:[log in to unmask]] On Behalf Of 
> Scourfield, Brenda
> >> Sent: 22 December 2004 08:59
> >> To: [log in to unmask]
> >> Subject: Re: [data-protection] SAR - Employee Recs
> >>
> >>
> >> But if the personnel files are filed by name, a temp could find the
> >> file. If they are filed by pay number and the data subject 
> supplies this
> >> number then the file could be located. If the files are 
> all piled in a
> >> heap or thrown into a filing cabinet in any order a temp 
> could not find
> >> the file and the data would not have to be supplied. Why 
> shouldn't we
> >> disclose in the first two instances ?
> >>
> >> Brenda Scourfield
> >> Team Leader
> >> I.T. Division
> >> Pembrokeshire County Council
> >> County Hall
> >> Haverfordwest
> >> SA61 1 TP
> >>
> >> Tel 01437 775380
> >>
> >> > -----Original Message-----
> >> > From: Turner8 [SMTP:[log in to unmask]]
> >> > Sent: 22 December 2004 08:42
> >> > To:   [log in to unmask]
> >> > Subject:      Re: [data-protection] SAR - Employee Recs
> >> >
> >> > The policy here in MoD has always been to allow people 
> access to their
> >>
> >> > files, even though there is no right through DPA (post-Durrant).
> >> >
> >> > However, if you do not allow people access to their 
> files now there is
> >>
> >> > no reason to expect any change when FOI comes in. Under 
> FOI there is a
> >>
> >> > specific exemption from all DPA principles for personnel matters.
> >> >
> >> > ----- Original Message -----
> >> > From: "Broom, Doreen" <[log in to unmask]>
> >> > To: <[log in to unmask]>
> >> > Sent: Tuesday, December 21, 2004 2:56 PM
> >> > Subject: [data-protection] SAR - Employee Recs
> >> >
> >> >
> >> > ***** This email was sent via the INTERNET *****
> >> >
> >> > I have just read an article that we cannot see our own employee
> >> > records. I thought we could or is it only after we have left our
> >> > employment?  Been doing this job for how long and didn't know.
> >> >
> >> > Also, anyone any thoughts on when FOI comes in - someone 
> has asked me
> >> > if they can ask Personnel/Human Resources if they can 
> have sight of
> >> > the re-grading procedures.  I would have thought this 
> was OK but there
> >>
> >> > seems to be some doubt in Personnel.  As always any help
> >> > appreciated.............
> >> >
> >> > Doreen
> >> > Doreen Broom
> >> > Access to Information Officer
> >> > Scottish Borders Council
> >> > Tel: 01835 826516
> >> > Fax: 01835 825041
> >> >
> >> >
> >> >
> >> > 
> ********************************************************************
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> >> > * Any unauthorised use or disclosure of its content is 
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> >> > * The views expressed in this communication may not 
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> >> > 
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