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DATA-PROTECTION  November 2009

DATA-PROTECTION November 2009

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Subject:

Re: Data Protection and Information Security Policies

From:

Jethro R Binks <[log in to unmask]>

Reply-To:

Jethro R Binks <[log in to unmask]>

Date:

Thu, 19 Nov 2009 09:31:26 +0000

Content-Type:

TEXT/PLAIN

Parts/Attachments:

Parts/Attachments

TEXT/PLAIN (450 lines)

On Thu, 19 Nov 2009, Bradshaw, Phillip wrote:

> Jethro said :
> 
> "I'm surprised at your policies only being 2 pages long..." 

Just to be clear, I didn't say that, Doreen did :)  I approve of short 
policies.

> I agree. Having gone through a review this year our DP policy statement
> is now under 2 pages. With a bit of context setting and stuff about
> implementation the whole document is less than 4 pages.
> 
> I took some persuading to expand it from my first draft which was simply
> "Cardiff Council will comply with the 8 Principles of Data Protection as
> set out in the Data Protection Act 1998 and will at all times comply
> with its duties under that Act. The Council will at all times in
> handling personal data comply with the rights of privacy and respect for
> personal and family life set out in Article 8 of the Human Rights Act
> 1998."

I think this nicely illustrates that there is a balance to be drawn ... 
there's a short Policy, then there's a _short_ Policy!

Jethro.


 > 
> >From a practical perspective there is a very good practical reason to
> keep it short. All the rest - guidance, rules, best practice, I can
> change today in the light of experience and lessons learned - and on my
> own authority. To change a policy needs Executive approval which can
> take several months.
> 
> 
> Phillip Bradshaw
> 
> Information Manager 
> Clerk to the Council
> 
> Room CY4A, County Hall
> 
> EMail: [log in to unmask]
> 
> Phone:         029 2087 3346
> Mobile :        07890 265987 
> 
> Fax:              029 2087 3349
> 
> Mae Cyhoeddi Cynnar yn Codi Canfod Cadarnhaol 
> Proactive Publishing Promotes Positive Perceptions
> 
> -----Original Message-----
> From: This list is for those interested in Data Protection issues
> [mailto:[log in to unmask]] On Behalf Of Jethro R Binks
> Sent: 18 November 2009 20:12
> To: [log in to unmask]
> Subject: Re: [data-protection] Data Protection and Information Security
> Policies
> 
> On Wed, 18 Nov 2009, Broom, Doreen wrote:
> 
> > I'm surprised at your policies only being 2 pages long.  Our Data 
> > Protection Policy which has gone through the Plain English Campaign is
> > 25 pages long, I also have Procedure document which is about the same 
> > length.  Staff guidance documents are usually only 2/3 pages long and 
> > they are very basic. When dealing with sensitive personal data, data 
> > sharing, proposed fines/imprisonment for data leaks etc. and all the 
> > other areas in the Council we could not take that chance.  There is a 
> > separate Security Policy which does link with the DP Code of Practice 
> > and vice-versa.
> 
> Generally, on policies:
> 
> In my experience, what you describe is probably the wrong way around.  
> Most parent policies should, as previously commented, be clear, easy to
> read, and not terribly specific at anything.  They should provide very
> general points, and not prescribe particular procedures, tools,
> technologies, and whatnot.  Policies are usually to be approved at a
> senior management level, and as such should not change frequently: too
> much detail means too much likelihood to change, and that can be a
> drawn-out procedure.  The role of senior management is to approve
> general principles of policy, not to get bogged down in operational and
> procedural detail and practice.
> 
> Policies should devolve responsibility for creating and approving
> related procedures, guidance, best practice and other more detailed
> documentation to other bodies or committees.  These documents are still
> controlled, but are more dynamic, and can be easily modified to suit
> circumstances but without the time-consuming senior management approval
> route.  They are the ones that are usually referenced day-to-day by end
> users, but breach of them is considered breach of the parent policy to
> which all staff agree to abide.
> 
> I don't know your policy of course, but it sounds like there should be
> more of the detail moved to the staff guidance document, and less in the
> actual policy itself.  If the Policy describes specific ways of working
> or procedures, it probably should be rewritten to move that detail to
> other documents.  Documents bearing titles such as "XYZ Policy" are
> often mixtures of policy and procedures or guidance/best practice rather
> than actual "statements of policy".
> 
> Jethro.
> 
> 
> > 
> > -----Original Message-----
> > From: This list is for those interested in Data Protection issues 
> > [mailto:[log in to unmask]] On Behalf Of Tony Brookes
> > Sent: 18 November 2009 17:25
> > To: [log in to unmask]
> > Subject: Re: Data Protection and Information Security Policies
> > 
> > Having just gone/going though in another University, I hope this will 
> > help. We have suggested an information security policy as the "top"
> > information policy backed up by our version of the PIP. I'd then 
> > expect a load of other policies to support them both (e.g. records 
> > managment, techncial policies etc etc). Note - we've come to the 
> > conclusion that no policy should be more than two pages long, but the 
> > associated guidence may well be much longer than that. It is a similar
> 
> > approach to that used in H & S.
> >  Mind you, I'm well aware that what works or is being tried in one 
> > University might not suit another. Tony 
> > ________________________________
> > 
> > From: This list is for those interested in Data Protection issues 
> > [[log in to unmask]] On Behalf Of Tim Trent 
> > [[log in to unmask]]
> > Sent: 18 November 2009 16:10
> > To: [log in to unmask]
> > Subject: Re: [data-protection] Data Protection and Information 
> > Security Policies
> > 
> > 
> > I would say that neither of these policies is what I would term a
> "master policy" 
> > 
> > Data Protection has many of the facets of Information Security
> embedded within it it. Examples are a Data Destruction Policy - very
> much required - and the additional security that must surround sensitive
> data. yet InfoSec is not a subset of Data Protection, nor is Data
> Protection, because of the privacy element, a subset of InfoSec.
> > 
> > Instead these are two parallel and often intersecting areas where each
> policy and set of sub-policies must relate to the other stream, and
> where some policies - Data Destruction - need only exist in one or the
> other, but be referred to as part of each.
> > 
> > Your mileage may vary, of course, but my belief is that the overall 
> > policy is the Human Resources Policy that covers disciplinary action 
> > against workers who break either (any) of the other policies
> > 
> > On 18 Nov 2009, at 15:42, Barlow, Jackie wrote:
> > 
> > 
> > 	Dear colleagues,
> > 	
> > 	I am fairly new to the role of Records Manager here at Anglia
> Ruskin and I
> > 	have recently revised our Data Protection Policy.  Our
> Information Security
> > 	Policy is also currently being  revised and I am unsure which of
> these
> > 	policies should be the overarching one.
> > 	
> > 	I would be grateful for your opinions on this and any
> information on your
> > 	current practices.
> > 	
> > 	Kind regards
> > 	Jackie
> > 	
> > 	
> > 	
> > 	Jacqueline Barlow ACIB MBA
> > 	University Records Manager
> > 	
> > 	Anglia Ruskin University
> > 	Office of the Secretary and Clerk
> > 	3rd Floor
> > 	Tindal Building
> > 	Chelmsford
> > 	CM1 1SQ
> > 	
> > 	Direct dial  0845 196 4215
> > 	
> > 	
> > 	
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> > 
> > ________________________________
> > 
> > Tim Trent - Consultant
> > Tel: +44 (0)7710 126618
> > web: ComplianceAndPrivacy.com - where busy executives go to find the 
> > news first personal blog: timtrent.blogspot.com/ 
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> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .
> .
> Jethro R Binks
> Computing Officer, IT Services, University Of Strathclyde, Glasgow, UK
> 
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.  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .
Jethro R Binks
Computing Officer, IT Services, University Of Strathclyde, Glasgow, UK

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