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Fund groups with ‘fragmented’ record-keeping risk Invesco-style fines The group was fined a total of £18.6m by the Financial Conduct Authority (FCA) for failing to comply with its regulatory obligations. Among the practices the FCA uncovered, along with risk limit breaches and communication failures, was the use of old-fashioned pen and paper methods to record trades. http://bit.ly/1uSIbSW Source: http://www.investmentweek.co.uk/investment-week/news/2342912/fund-groups-with-fragmented-record-keeping-risk-invesco-style-fines See if people are clicking on this link: http://bit.ly/1uSIbSW+ Try the bitly.com sidebar to see who is talking about a page on the web: http://bitly.com/pages/sidebar To view the list archives go to: https://www.jiscmail.ac.uk/cgi-bin/webadmin?A0=RECORDS-MANAGEMENT-UK To unsubscribe from this list, send an email to [log in to unmask] with the words UNSUBSCRIBE RECORDS-MANAGEMENT-UK For any technical queries re JISC please email [log in to unmask] For any content based queries, please email [log in to unmask]