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On Wed, May 1, 2013 at 5:10 PM, BISSET J. <[log in to unmask]> wrote:


>  From our understanding of Elsevier policy this is not the case in two
> instances:
>
>  1) if the institution requires deposit in their institutional repository
> 2) if the funder requires open access.
>

Dear James,

Elsevier rights agreements state that authors retains the right to make
their final drafts OA immediately upon publication: no embargo.

I will answer your more detailed questions below, but let me already give
you a simple general answer from which all the specific ones can be deduced.

If a contract says *you have the right to do X*, then it cannot go on to
stipulate that you only have the "*right to exercise"* your right to do X
if you are not required to exercise it. That is empty
double-talk,<http://www.google.ca/search?hl=en&lr=&q=harnad%20OR%20Harnad%20OR%20archivangelism+blogurl:http://openaccess.eprints.org/&ie=UTF-8&tbm=blg&tbs=qdr:m&num=100&c2coff=1&safe=active#q=elsevier+double-talk+blogurl:http://openaccess.eprints.org/&lr=&c2coff=1&safe=active&hl=en&tbm=blg&tbas=0&source=lnt&sa=X&ei=VpiBUeBI08fSAc-pgaAM&ved=0CBsQpwUoAA&bav=on.2,or.r_cp.r_qf.&bvm=bv.45921128,d.dmQ&fp=1dc003e2610cd254&biw=1181&bih=708>and
can and should be completely ignored as empty. A right is a right; you
either have it or you don't.

Moreover, Elsevier authors do not need Elsevier's permission to
*deposit*in their IRs any more than they need Elsevier's permission to
go to the WC!

The only thing at issue is *the right to make the deposit immediately OA
(i.e., free online)*. And Elsevier (like Springer, and about 60% of all
publishers) state that the author retains the right to make the final draft
OA immediately upon publication: no OA embargo.

So all authors with any sense should go ahead and exercise that formally
endorsed right that they retain!

I have an email from Elsevier today confirming that in either of the two
> cases above, immediate deposit is permitted but open access is not
> permitted until [after] an embargo period...
>

Elsevier is just playing on words here. As I said, the right to
*deposit*is not at issue. Elsevier does not have any say over where I
put my final
draft.

The only right at issue is *the right to make the deposit immediately OA
(i.e., free online)*.

Additionally, Durham has reissued its mandate for self-archiving, including
> a requirement that only those deposited (not necessarily open access) can
> be used for consideration in promotion or probation (the 'how' this will
> work us still being looked at - So this has not yet been registered
> anywhere).
>

Bravo on adopting the optimal institutional OA mandate. Soon we can hope
that the Durham mandate will be reinforced by the very same mandate from
HEFCE/REF <http://www.hefce.ac.uk/whatwedo/rsrch/rinfrastruct/openaccess/>:
only articles whose final drafts were deposited in the author's
institutional repository immediately upon acceptance for publication will
be eligible for submission to the next REF (2020).

Institutional and HEFCE immediate-deposit mandates can then mutually
reinforce one another, and institutions will be able to devise a simple
mechanism for monitoring and verifying
compliance<http://openaccess.eprints.org/index.php?/archives/1004-Harnad-Follow-Up-Comments-to-BIS-Select-Committee-on-Open-Access.html>
.


> Because we now mandate deposit, Elsevier have indicated we cannot make any
> publications open access until we sign an agreement with them - which
> includes restricting access from immediate upon publication (as it was
> without a mandate) to the embargo periods mentioned above.
>

This is very interesting: Have you asked yourself *why* Elsevier is asking
for a second agreement? Isn't the author's signed agreement enough, if it
is really sufficient to accord him a right yet prevent him from exercising
that right?

Well obviously not, because of the double-talk I just mentioned. In an
agreement with the clause

*Clause C1:* "*You retain the right to do X*"


followed by the clause

*Clause C2: *"*but you may not "exercise your right" to do X if you are
required to do X*"


you are sanctioning a contradiction. Logically speaking (and contracts must
obey logic as surely as they must obey the law), this is pretty much the
same as simply saying:

*Clause C1:* "*You may do X*"


and

*Clause C2: *"*You may not do X*."


With a logical contradiction, you can pretty much take your choice and do
whatever you like, because anything (and the opposite of anything) follows
from a contradiction.

A good choice would be to read sequentially, follow Clause 1, and simply
ignore Clause 2, which just says the opposite. If challenged, cite clause 1.

And this is the real reason that Elsevier is not comfortable with relying
on its signed author rights agreement with its authors as grounds for
restraining them form doing what the retain the right to do if they are
required to do it. So they instead try to get a signature to yet another
agreement, from yet another party -- the university -- a further agreement
tjat would have the (failed) intended effect of the author rights
agreement: *The institution must sign that it may not require the author to
exercise his right to provide immediate OA.*

Solution? Simple: The university should not sign!

If Elsevier really thinks its author agreement has already seen to it that
mandated authors may not provide immediate OA if required by his
university, then there is no call for the university to sign a thing.

Of course, this is not quite the way Elsevier goes about trying to get the
university to sign: It proposes a contingency, in confidential pricing
negotiations, between the subscription deal it offers the university, and
whether or not they require immediate OA.

This would be unethical if it weren't so ludicrous.

Of course the university should not sign away its right to mandate
immediate-deposit because of a subscription-deal contingency.

But the solution is even simpler than that. Not only should the university
not sign any agreement with Elsevier over what it may or may not require
its researchers do, but the university should not worry too much about
embargoes; it should simply implement the "Almost OA" email-eprint-request
Button<http://www.google.ca/search?hl=en&lr=&q=harnad%20OR%20Harnad%20OR%20archivangelism+blogurl:http://openaccess.eprints.org/&ie=UTF-8&tbm=blg&tbs=qdr:m&num=100&c2coff=1&safe=active#q=Button+blogurl:http://openaccess.eprints.org/&hl=en&lr=&c2coff=1&safe=active&tbm=blg&tbas=0&source=lnt&sa=X&ei=HnU5UcDCFIyq0AGWhIHQAw&ved=0CBwQpwUoAA&fp=1&biw=1288&bih=758&bav=on.2,or.r_cp.r_qf.&cad=b&sei=5KGBUb2GD6Pm0gGa24HoDw>
.

That way not only will the university's immediate-deposit mandate (with the
help of the HEFCE/REF immediate-deposit mandate) ensure that all final
drafts are immediately deposited and that at least 60% of those
immediate-deposits (including all Elsevier deposits!) will be made
immediately OA. But, in addition, even the those immediate-deposits that
are from from the 40% of journals -- which (unlike Springer and Elsevier
and APS and IOP and all the other publishers who are on the Side if the
angels) try to embargo OA -- will be made "Almost OA", via the Button.

And with the help of the eprint Button, the ID/OA mandate will go on to
make OA embargoes as ineffectual as Clause 2, once the immediate-deposit
mandate becomes universal.

And a word about "systematicity": Systematically duplicating the contents
of a journal would mean duplicating all of its contents. But a single
institution just provides a tiny (and unsystematic) fraction of any
journal's contents.

Globally mandated OA will be another story: But Elsevier cannot hope to
persuade all universities worldwide to desist from mandating OA! (And it is
noteworthy that Elsevier is not even trying to get research funders to sign
"agreements" not mandate OA, or to extend OA embargoes; Elsevier's strategy
there is lobbying, since they don't have the subscription discount carrot
with which it lures naive universities into signing over their mandating
rights in exchange for a better subscription Big-Deal.

However, if Alicia is indicating this new stance is a move away from that
> which I was told by Elsevier earlier today, and is still less than clearly
> indicated on their web pages (which indicate an author can comply by
> self-archiving, but then go on to list embargo periods which do not meet
> RCUK policy) then that is great news.
>

Alicia is just re-stating the Clause 1. Take her at her word.

Best wishes,

Stevan



> On 1 May 2013, at 14:49, "Stevan Harnad" <[log in to unmask]> wrote:
>
>    *Alicia Wise* @*wisealic* <https://twitter.com/wisealic>20h<https://twitter.com/wisealic/status/329287890641252352>
>
> @*AmSciForum* <https://twitter.com/AmSciForum> Stevan - Elsevier's #*oa*<https://twitter.com/search?q=%23oa&src=hash>agreement with RCUK, including gold & green options, is described here:http://www.
> elsevier.com/about/publishi
> ng-guidelines/policies/funding-body-agreements/research-councils-uk …<http://t.co/s8faOyHfEE>
>
>  *Stevan Harnad* @*AmSciForum* <https://twitter.com/AmSciForum>8h<https://twitter.com/AmSciForum/status/329457762482397185>
>
> @*wisealic* <https://twitter.com/wisealic> Simple Question: Is/isn't
> Elsevier-like Springer-still Green on immediate, unembargoed #*oa*<https://twitter.com/search?q=%23oa&src=hash>self-archiving?
>  http://j.mp/11B5gcg  <http://t.co/Jd0DTucqng>
>
>
>  *Alicia Wise* @*wisealic* <https://twitter.com/wisealic>19m<https://twitter.com/wisealic/status/329587843716509696>
>
> @*AmSciForum* <https://twitter.com/AmSciForum> *yes, Elsevier endorses
> immediate self-archiving of accepted final drafts free for all on the web
> immediately upon acceptance.*
>
>
>   *Stevan Harnad* @*AmSciForum* <https://twitter.com/AmSciForum>3m<https://twitter.com/AmSciForum/status/329591992843640833>
>
> @*wisealic* <https://twitter.com/wisealic> Thanks Alicia. Then Elsevier
> remains on Side of the Angels & I will continue to attest to that! <https://twitter.com/search?q=%23oa&src=hash>
>
>