Hi Sally
My answers below.
We keep most documentation for 7 years (5 in archives and 2 in Exams Store) so at any one time our Exams Store only has the current year and the previous
years’ data. The most annoying items are certificates that have been returned or not collected which take up too much space.
We used to have loads and loads of files but now our registrations, entries and online test bookings are done electronically this has reduced the vast quantities
of paperwork we used to hold.
Regards
Kate Oliver
Examinations Manager
020 8326 2298
West Thames College
London Road
Isleworth
TW7 4HS
From: The FE Exams Network mailing list [mailto:[log in to unmask]]
On Behalf Of Graham, Sally
Sent: 25 September 2012 16:37
To: [log in to unmask]
Subject: RETENTION OF DOCUMENTATION IN THE EXAMS OFFICE
Importance: High
Hi everyone
We are looking at streamlining what we keep in the exams office due to a pending office move where we will not have the same amount of space, can you confirm how long you
keep the following:
Duration |
Notes to explain |
|
Exams documentation |
|
|
Paperwork |
|
|
Attendance Lists from exams |
12 months |
Previous academic year in archive and current academic year in exams office 12 Months worth of records, then destroyed |
Feedback forms from exams |
12 months |
Previous academic year in archive and current academic year in exams office 12 months worth of records, then destroyed |
Declaration forms for students not bringing their Student ID cards |
12 months |
Previous academic year in archive and current academic year in exams office We make them buy a temporary ID card otherwise they can’t sit the exam so we don’t have any records except on the database. |
Coursework |
12 months |
Return to teaching departments for distribution to students after appeals closing date, normally October from Summer We do the same
|
Estimated Entry and Estimated Grades documentation |
12 months |
Previous academic year in archive and current academic year in exams office We keep all documents for 7 years. We keep last year’s and current years in Exams Store and previous years in Archives then have it destroyed when it’s
time is up |
Access arrangement application paper copies |
24 months |
2 academic years worth if enrolled again then sent to archive We keep all documents for 7 years. We keep last year’s and current years in Exams Store and previous years in Archives then have it destroyed when it’s
time is up |
Special Consideration documentation |
12 months |
Previous academic year in archive and current academic year in exams office We keep all documents for 7 years. We keep last year’s and current years in Exams Store and previous years in Archives then have it destroyed when it’s
time is up |
General Awarding Body correspondence |
12 months |
We tend to keep for 12 months then go through the file and removed anything no longer relevant and keep a file for each Board on an ongoing updated basis |
Confirmation of entry or registration listings/forms |
12 months |
Or when results have been issued whichever is sooner, keep for 2 years if 2 yr programme All of our entries are done directly onto our database so we don’t have paper forms. Entries are then transferred via EDI and back-ups of system data done
daily. Even for Boards with no basedata we tend to pull data from our system and send a spreadsheet of entry/registration requirements. All correspondence to Curriculum is done by email and we have an electronic Archive system for emails. |
Results from Awarding Bodies |
36 months |
Shred after end of the 3 years – this should be kept for 7 if anything should be, that’s an audit and funding requirement.
We keep all documents for 7 years. We keep last year’s and current years in Exams Store and previous years in Archives then have it destroyed when it’s
time is up |
Returned certificates |
12 months |
Previous academic year in archive and current academic year in exams office 12 months then we have a BIG shredding party which gives me great joy!!!!
|
BTEC Student Report Forms and certificate listings |
5 years |
Shred after end of the 5 years We keep all documents for 7 years. We keep last year’s and current years in Exams Store and previous years in Archives then have it destroyed when it’s
time is up. All our certificates are scanned and copies kept in electronic folders. We used to do SRFs and then went EDI in 11-12 but the teachers messed it up recording marks that they are having to use SRFs again…..even the ICT teachers!!!!!! So means
more paperwork again. |
Online examination feedback forms |
12 months |
Previous academic year in archive and current academic year in exams office Don’t do these |
Copies of certificates for other areas of the College e.g. WPL, School links, NEET etc |
12 months |
Previous academic year in archive and current academic year in exams office All our certificates are scanned and copies kept in electronic folders on a cross college X drive |
Computer files |
Duration |
Notes to explain |
Access arrangement spreadsheet on K drive |
24 months |
I keep a spreadsheet of all Access Arrangements and update regularly on my H drive so it is kept confidential so I can refer to it as required. I keep
the past 3 years and the current year as we sometimes have students who come back for “more” so I can check what they had previously and compare it to what they are now asking saying they were entitled to! |
Tracking spreadsheets on K drive for Awarding Bodies |
24 months |
Any Awarding Body info is kept in the Exams Folder on the X drive so curriculum can access reports/data/information without piles of paperwork. |
Examination Timetables - online and written |
24 months |
To compare attendance rates etc.
Everything is on our X drive and also in the Student Portal so the only paper copies we have are the ones we plaster all the walls in college with to make
sure someone somewhere knows when to turn up for their exams! |
Title |
Duration |
Notes to explain |
General documentation |
|
|
Completed student correspondence |
Destroy immediately |
Most of the correspondence is kept electronically. We have a queries file which has active queries and we keep this open until the queries are resolved
and then we send a letter to student with the outcome which is electronic. |
Pending student Correspondence |
Until completed |
As above |
Completed memos and emails |
Destroy immediately |
Staff keep copies of emails in their own folders, personally I keep 2 years worth in case of queries and archive the rest online. |
Pending memos and copies of emails |
Until completed |
As above |
KIT Meetings with Manager |
Ongoing |
Managers Meetings and 1-2-1 meetings saved electronically on an ongoing basis |
Team Meeting Minutes |
Ongoing |
Saved electronically on an ongoing basis |
Professional Meetings Minutes |
12 months |
Saved electronically on an ongoing basis |
Financial Information e.g. orders and invoices |
7 Years |
Finance keep records Finance keep these. They just send me a monthly summary so I see how much spends I have left! |
These are what we are proposing
Can you confirm whether you do any different?
Can you confirm you keep Awarding Body results for 3 academic years?
Can you confirm you keep BTEC SRFs and certificate listings for 5 academic years?
Thanks
Sally
Mrs Sally Graham
Stockport College
Exams/Awards Manager
Direct Dial No: 0161 958 3312
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