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*In response to Alma Swan's graphic
demonstration<http://optimalscholarship.blogspot.com/2009/05/multiplying-mandates.html>
(posted
yesterday and partly reproduced below) of the accelerating growth rate of
Green Open Access Self-Archiving
Mandates<http://www.eprints.org/openaccess/policysignup/> (now
including NIH<http://www.eprints.org/openaccess/policysignup/fullinfo.php?inst=National%20Institutes%20of%20Health%20%28NIH%29>
, Harvard<http://www.eprints.org/openaccess/policysignup/fullinfo.php?inst=Harvard%20University%3A%20Faculty%20of%20Arts%20and%20Sciences>
, Stanford<http://www.eprints.org/openaccess/policysignup/fullinfo.php?inst=Stanford%20University%3A%20School%20of%20Education>
and MIT<http://www.eprints.org/openaccess/policysignup/fullinfo.php?inst=Massachussetts%20Institute%20of%20Technology%20%28MIT%29>),
Richard Poynder has posted some some very useful comments and
questions<http://poynder.blogspot.com/2009_05_01_archive.html>.
Below are some comments by way of reply:*

<http://optimalscholarship.blogspot.com/2009/05/multiplying-mandates.html>

*FIGURE: Accelerating Growth Rate in Worldwide Adoptions of Green Open
Access Self-Archiving
Mandates<http://www.eprints.org/openaccess/policysignup/> (2002-2009,
in half-year increments) by Research Funders, Institutions, and
Departments/Faculties/Schools (Swan
2009<http://optimalscholarship.blogspot.com/2009/05/multiplying-mandates.html>
)*
------------------------------

*(1)* The latest and fastest-growing kinds of Green Open Access
Self-Archiving Mandates <http://www.eprints.org/openaccess/policysignup/> are
not only self-chosen by the researchers themselves, but they are
department/faculty/school mandates, rather than full university-wide
mandates. These are the "patchwork
mandates<http://www.dlib.org/dlib/january07/sale/01sale.html>"
that Arthur Sale already began recommending presciently back in 2007, in
preference to waiting passively for university-wide consensus to be reached.

(The option of opting
out<http://openaccess.eprints.org/index.php?/archives/364-guid.html>
is
only useful if it applies, not to the the deposit itself [of the refereed
final draft, which should be deposited, without
opt-out<http://openaccess.eprints.org/index.php?/archives/494-guid.html>,
immediately upon acceptance for publication], but to whether access to the
deposit is immediately set as Open Access.)

*(2)* Another recent progress report for Institutional Repositories,
following Stirling<http://listserver.sigmaxi.org/sc/wa.exe?A2=ind09&L=american-scientist-open-access-forum&D=1&O=D&F=l&S=&P=44333>'s,
is Aberystwyth<http://listserver.sigmaxi.org/sc/wa.exe?A2=ind09&L=american-scientist-open-access-forum&D=1&O=D&F=l&S=&P=45880>'s,
which reached 2000 deposits in May.

*(3)* Richard asks: *"Will the fact that many of the new mandates include
opt-outs affect compliance rates? (Will that make them appear more voluntary
than mandatory?)"*

<http://eprints.ecs.soton.ac.uk/11006/>According to Alma Swan's international
surveys <http://eprints.ecs.soton.ac.uk/11006/>, most authors report they
would comply willingly with a self-archiving mandate. The problem is less
with achieving compliance on adopted mandates than with *achieving consensus
on the adoption of the mandate in the first place*. (Hence, again, Arthur
Sale's sage advice to adopt "patchwork" department/faculty/school mandates,
rather than waiting passively for consensus on the adoption of full
university-wide mandates, is the right advice.)

And the principal purpose of mandates themselves is to *reinforce*researchers'
already-existing inclination to maximise access and usage for their
give-away articles, not to *force* researchers to do something they don't
already want to do.

(Researchers need to be reassured that their departments or institutions or
funders are indeed fully behind self-archiving, and indeed expect it of
them; otherwise researchers remain in a state of "Zeno's
Paralysis<http://eprints.ecs.soton.ac.uk/12094/>"
about self-archiving year upon year, because of countless groundless
worries, such as
copyright<http://www.eprints.org/openaccess/self-faq/#10.Copyright>
, journal choice <http://www.eprints.org/openaccess/self-faq/#32.Poisoned>,
and even how much time <http://eprints.ecs.soton.ac.uk/10688/> self-archiving
takes.)

*(4)* Richard also asks: *"What is full compliance so far as a
self-archiving mandate is concerned?"*

Full compliance is of course 100% compliance, and the longer-standing
mandates are climbing toward that, but their biggest boost will come not
only from time, nor even from the increasingly palpable local benefits of OA
self-archiving (in terms of enhanced research
impact<http://opcit.eprints.org/oacitation-biblio.html>),
but from the global growth of Green OA Self-Archiving Mandates that Alma has
just graphically
demonstrated<http://optimalscholarship.blogspot.com/2009/05/more-multiplying-mandates.html>
.

*(5)* *"What other questions should we be asking?"*

We should be asking what university students and staff can do to accelerate
and facilitate the adoption of mandates at their institution. (See "Waking
OA’s “Slumbering Giant”: The University's Mandate To Mandate Open
Access<http://eprints.ecs.soton.ac.uk/17298/>
.")

And the right way to judge the success of a mandate is not just by reporting
the growth in an institution's yearly deposit rates, but by plotting the
growth in deposit rate as a percentage of the institution's yearly output of
research articles, for the articles actually published in that same year.

*Stevan Harnad <http://www.eprints.org/openaccess/>*
American Scientist Open Access
Forum<http://amsci-forum.amsci.org/archives/American-Scientist-Open-Access-Forum.html>