Gail,
Don't know how much help it is but try looking at http://www.fsa.gov.uk/vhb/
then select Conduct of Business in the Business Standards section. Schedule
1 lists records keeping requirements but I'm not sure if it will have
adequate detail for your needs.
Regards
David Aspinall
Datum Solutions Limited
Datum House
4 Priory Close
Fleet
Hampshire
GU51 4ED
Direct Line: 01252 612805
Mobile: 07785 234322
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